SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
600 MOUNTAIN AVENUE |
ROOM 7D-523 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
DORCHESTER MINERALS LP
[ DMLP ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 02/14/2005
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Units |
02/14/2005 |
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S |
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2,541
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D |
$23.85
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3,593,000 |
D |
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Common Units |
02/14/2005 |
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S |
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37
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D |
$23.86
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3,592,963 |
D |
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Common Units |
02/14/2005 |
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S |
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2
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D |
$23.87
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3,592,961 |
D |
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Common Units |
02/15/2004 |
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S |
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3,686 |
D |
$23.75
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3,589,275 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
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/s/ Patrick Swearingen, Attorney in fact |
02/16/2005 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
Power of Attorney
The undersigned, Lucent Technologies Inc. Master Pension Trust
("Lucent"), does hereby make, constitute and appoint each of Patrick Swearingen,
Alan Hsia, Eli Krupnik and Imelda Tuason, each of whom is an officer of Energy
Trust LLC, and each of whose address is Energy Trust LLC, 551 5th Ave. 37th
Floor, New York, NY 10176, acting severally, as its true and lawful
attorneys-in-fact, for it and in its name, place and stead (i) to execute on
behalf of Lucent and cause to be filed and/or delivered, any number, as
appropriate, of original, copies or electronic filings of any forms (including,
without limitation, Securities and Exchange Commission Forms 3, 4 and 5)
required to be filed pursuant to Section 16(a) of the Securities Exchange Act of
1934 and the regulations thereunder in connection with Lucent's ownership of
common units of Dorchester Minerals, L.P. and (ii) generally to take such other
actions and perform such other things necessary to effectuate the foregoing as
fully in a all respects as if the undersigned could do if personally present.
This Power of Attorney shall remain in effect until revoked, in writing, by the
undersigned.
IN WITNESS WHEREOF, the undersigned has executed this Power of
Attorney, this 16th day of February, 2005.
LUCENT TECHNOLOGIES INC. MASTER PENSION TRUST
By: Mellon Trust of New England, N.A.,
solely in its capacity as Trustee for the
Lucent Technologies Inc. Master Pension
Trust, (as directed by the Investment
Fiduciary), and not in its individual
capacity
By: /s/ Carole Bruno
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Name: Carole Bruno
Title: Authorized Signatory